Start Date: 4/23/2025 9:00 AM EDT
End Date: 4/25/2025 5:00 PM EDT
Venue Name: Stonewall Resort
Location:
940 Resort Drive
Roanoke, WV United States
Organization Name:
WVBankers
Contact:
Pricing:
Non-Member Price: $1333
Member Price: $1033
Discounted Member Price: $930 per person for 3+ registrants
(Savings of $103/per person)
Advanced Compliance School
“Beyond the Regulations”
Ensuring today’s compliance bankers stay up to date on the current regulations and applying principles to improve and enhance your Compliance Management System is a key regulatory expectation.
This three-day workshop will deep dive into compliance regulations “beyond what is in the regulation” and explore how to apply them back in the “real world”. We will discuss practical “real world” case studies, trends, and tools for conquering compliance challenges. We will further explore what is on the horizon with regulatory reform.
Attendees will receive a training manual and a resource toolkit packed with examples, forms, templates, and handouts.
During this program, we will focus on the following:
CONSUMER AND DEPOSIT COMPLIANCE REGULATIONS (Day 1):
- Reg D – Reserve Requirements for Depository Institutions
- Reg E – Electronic Fund Transfers
- Reg P – Privacy of Consumer Financial Information
- Reg CC – Availability of Funds and Collection of Checks
- Reg DD – Truth in Savings
- Reg GG - Prohibition of Funding
- Garnishments, Subpoenas and Levies
- Overdraft Programs and Practices
- Social Media Compliance
- Deposit Advertising Compliance
- Vendor Management Compliance
- Reviews and Transaction Testing
- Right to Financial Privacy Act
LENDING COMPLIANCE REGULATIONS (Days 2 & 3):
- Reg B - Equal Credit Opportunity Act
- Reg F - Fair Debt Collection Practices Act
- Reg G - SAFE Act – Secure and Fair Enforcement Act
- Reg H - Flood Insurance
- Reg O – Insider Trading
- Reg V and FCRA - Fair Credit Reporting Act
- Reg X – Real Estate Procedures Act
- Reg Z: Mortgage Servicing and Truth in Lending
- Reg AA and UDAAP – Unfair, Deceptive, or Abusive Acts or Practices
- Reg BB – Community Reinvestment Act
- HOPA - Homeowners Protection Act
- HUD - Fair Housing Act
- SCRA – Service Members Civil Relief Act
Who Should Attend: Compliance Officers, Audit Team Members, and Individuals with accountability and responsibility for Compliance. Because the focus is on advanced compliance, the program is more appropriate for those who have 5 + years’ experience in compliance.
Hotel/Location Information: If you require an overnight room, you are responsible for making your own reservation. Group Discounted Rate, click HERE.
Due to recent legislation, the original viewing page on the link will show the room rate higher than contracted. This is because the resort fee is included with the room rate on the original page. Once you click the BOOK button, the room rate, resort fees and taxes should show separately. If you have questions regarding your reservations please contact Stonewall Resort, (304) 269-7400. Room temperatures vary, please bring a light jacket or sweater for comfort. Casual dress is appropriate.
Instructor: Kristin Harville, Performance Solutions Inc.
email: kristin.psibanktraining@gmail.com
www.performancesolutionstraining.com
Timing of your registration is critical. Seminars may be canceled if there are not sufficient registrations or may fill up; therefore, it is recommended that you register at least 10 days in advance.
Cancelation Policies:
- Full refund if canceled 14 days or more ahead of seminar.
- $75 cancelation fee if canceled within 6-13 days ahead of seminar.
- No refund if canceled on or after 7 days ahead of seminar or for no-shows.
- Substitutions are welcome.
