Compliance School

Wed. Mar. 21 - 8:30 AM - Fri. Mar. 23 - 4:00 PM
Registration Information
Member Registration Price: 
Non Member Registration Price: 

Location: Four Points by Sheraton Charleston, WV To make hotel arrangements, click HERE for the discounted rate.


Presented By Compliance Alliance:

Darlia Fogarty, Director of Compliance & COO

Darlia Fogarty brings a wealth of knowledge and practical experience to our banks as well as our staff. After 12 years as a commissioned national bank examiner with the OCC, Darlia developed an expertise in compliance while administering examinations in banks of all sizes. She contributed as a member of the Retail Credit Team, with a Compliance Designation. Darlia also holds 10 years of experience as a compliance officer/auditor and 4 years as a compliance/audit consultant.

Victoria E. Stephen, Associate General Counsel

 Victoria E. Stephen serves as Associate General Counsel for Compliance Alliance. While receiving her Bachelor of Business Administration in Banking Finance from the McCombs School of Business, Victoria worked in both deposit and lending services. She continued her interest in financial services at the University Of Texas School Of Law by focusing on secured transactions, taxation, contracts, and corporate governance. Victoria has since worked in corporate tax law, mergers and acquisitions, and performed legal research on a range of regulatory issues. As one of our hotline advisors, Victoria helps Compliance Alliance members with a variety of compliance and regulatory questions.


Regulatory agencies are making it clear through their exams that no institution can afford to be without a comprehensive, well-managed compliance program. Consider a few of the benefits you gain from this program:

•Compliance Alliance is top-notch in the compliance field and you will have plenty of opportunities to share with them your specific compliance concerns.

•Share your compliance concerns and solutions with participants from similar institutions who have many of the same concerns you do.

•Participants who attend the entire school will receive a completion certificate to document their ongoing commitment to bank compliance education.


Event Type: On Location