BSA/AML School: Managing Risks Today and Into the Future

Location:  Stonewall Resort, Roanoke WV 26447

Instructor:  Phil Gay and Greg Benson, Profit Protection, Inc./National Association for Bank Security


Late Breaking News, Updates and Items of Interest Have Been Added!

Qualifies for 15.5 CPE credit hours from the WV Board of Accountancy.

Topics include:

  • Overview & Outlook: What's New, What's Next, What Happened Since Last Year?
  • Your Program: BSA Governance, Oversight, Reporting & Structure
  • BSA/AML/OFAC Third Party Relationships; Managing Vendor Risks
  • Compliance Diagnostic: An Enterprise-wide Risk Analysis and Assessment
  • Vendor Management: Critical Element of the BSA/AML/OFAC Program
  • Regulatory and Examination Issues
  • Effective BSA Audits
  • Overcoming CDD Deficiencies
  • News, FAQs and Reviews for Clues: CTRs and SARs
  • Identifying and Reporting Suspicious Activity