BSA/AML School: Managing Risks Today and Into the Future

Location:  Stonewall Resort, Roanoke WV 26447

Instructor:  Phil Gay and Greg Benson, Profit Protection, Inc./National Association for Bank Security

Brochure

Late Breaking News, Updates and Items of Interest Have Been Added!

Qualifies for 15.5 CPE credit hours from the WV Board of Accountancy.

Topics include:

  • Overview & Outlook: What's New, What's Next, What Happened Since Last Year?
  • Your Program: BSA Governance, Oversight, Reporting & Structure
  • BSA/AML/OFAC Third Party Relationships; Managing Vendor Risks
  • Compliance Diagnostic: An Enterprise-wide Risk Analysis and Assessment
  • Vendor Management: Critical Element of the BSA/AML/OFAC Program
  • Regulatory and Examination Issues
  • Effective BSA Audits
  • Overcoming CDD Deficiencies
  • News, FAQs and Reviews for Clues: CTRs and SARs
  • Identifying and Reporting Suspicious Activity